SEC Form 4 · accession 0001238630-18-000028
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Gane
Other
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | S | 229 | $41.00 | D | 2,536 | D | |
| Common Stock | Jan 22, 2018 | M | 219 | $31.86 | A | 2,755 | D | |
| Common Stock | Jan 22, 2018 | S | 219 | $41.00 | D | 2,536 | D | |
| Common Stock | Jan 23, 2018 | S | 2,340 | $41.00 | D | 196 | D | |
| Common Stock | Jan 23, 2018 | M | 906 | $31.86 | A | 1,102 | D | |
| Common Stock | Jan 23, 2018 | S | 906 | $41.00 | D | 196 | D | |
| Common Stock | Jan 23, 2018 | M | 5,087 | $31.86 | A | 5,283 | D | |
| Common Stock | Jan 23, 2018 | S | 5,087 | $41.00 | D | 196 | D | |
| Common Stock | holding | — | — | — | 2,193 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $31.86 | Jan 22, 2018 | M | 219 | D | — | Jul 19, 2026 | Common Stock | 219 | 31,307 | D |
| Non-Qualified Stock Option (right to buy)F1,F2 | $31.86 | Jan 23, 2018 | M | 906 | D | — | Jul 19, 2026 | Common Stock | 906 | 30,401 | D |
| Non-Qualified Stock Option (right to buy)F2 | $31.86 | Jan 23, 2018 | M | 5,087 | D | — | Jul 19, 2026 | Common Stock | 5,087 | 25,314 | D |
Explanation of responses
- F1Stock option granted based on the achievement of one-year performance objectives in FY16 which was approved in July 2015 by the Herman Miller, Inc. Board of Directors.
- F2This grant vests in three equal annual installments beginning on the first anniversary of the grant date.