SEC Form 4 · accession 0001238630-18-000006
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Gane
Other
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2018 | M | 9,977 | $18.17 | A | 28,100 | D | |
| Common StockF2 | Jan 5, 2018 | S | 9,977 | $39.7672 | D | 18,123 | D | |
| Common Stock | Jan 5, 2018 | M | 6,280 | $25.75 | A | 24,403 | D | |
| Common StockF2 | Jan 5, 2018 | S | 6,280 | $39.7672 | D | 18,123 | D | |
| Common Stock | Jan 5, 2018 | M | 1,529 | $25.06 | A | 19,652 | D | |
| Common StockF2 | Jan 5, 2018 | S | 1,529 | $39.7672 | D | 18,123 | D | |
| Common StockF2 | Jan 5, 2018 | S | 13,202 | $39.7654 | D | 4,921 | D | |
| Common Stock | holding | — | — | — | 2,193 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $18.17 | Jan 5, 2018 | M | 9,977 | D | — | Jul 17, 2022 | Common Stock | 9,977 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $25.06 | Jan 5, 2018 | M | 1,529 | D | Jan 19, 2012 | Jan 19, 2021 | Common Stock | 1,529 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $25.75 | Jan 5, 2018 | M | 6,280 | D | — | Jul 18, 2021 | Common Stock | 6,280 | 0 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.
- F2Shares sold in several lots with prices ranging from $39.65 through $39.85.
- F3This grant vests in three equal annual installments beginning on the first anniversary of the grant date.