SEC Form 4 · accession 0001238630-17-000107
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hezron T. Lopez
Officer — SVP Legal Services,
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2017 | M | 600 | $0.00 | A | 638 | D | |
| Common Stock | Aug 14, 2017 | F | 202 | $33.10 | D | 436 | D | |
| Common Stock | holding | — | — | — | 1,119 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 14, 2017 | M | 600 | D | — | — | Common Stock | 600 | 6,828 | D |
Explanation of responses
- F1The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
- F2Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F3The restricted stock units have a three year cliff vest.