SEC Form 4 · accession 0001238630-17-000074
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | M | 3,061 | $0.00 | A | 9,119 | D | |
| Common Stock | Jul 14, 2017 | F | 1,029 | $34.25 | D | 8,090 | D | |
| Common StockF2 | Jul 14, 2017 | A | 3,704 | $0.00 | A | 11,794 | D | |
| Common Stock | Jul 14, 2017 | F | 1,171 | $34.25 | D | 10,623 | D | |
| Common StockF2 | Jul 14, 2017 | A | 1,734 | $0.00 | A | 12,357 | D | |
| Common Stock | Jul 14, 2017 | F | 548 | $34.25 | D | 11,809 | D | |
| Common Stock | holding | — | — | — | 1,555 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 14, 2017 | M | 3,061 | D | — | — | Common Stock | 3,061 | 6,800 | D |
Explanation of responses
- F1The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 14, 2017 pursuant to Performance Share Units granted on July 14, 2014 under the Company's 2011 LTIP with a three year performance period.
- F3Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F4The restricted stock units have a three year cliff vest.