SEC Form 4 · accession 0001238630-17-000073
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Walker
Officer — CEO
Period of report
Jul 14, 2017
Accepted (ET)
Jul 18, 2017 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 14, 2017 | M | 19,457 | $0.00 | A | 211,942 | D | |
| Common StockF2 | Jul 14, 2017 | F | 9,559 | $34.25 | D | 202,383 | D | |
| Common StockF3 | Jul 14, 2017 | A | 23,543 | $0.00 | A | 225,926 | D | |
| Common StockF2 | Jul 14, 2017 | F | 10,876 | $34.25 | D | 215,050 | D | |
| Common StockF3 | Jul 14, 2017 | A | 11,019 | $0.00 | A | 226,069 | D | |
| Common StockF2 | Jul 14, 2017 | F | 5,090 | $34.25 | D | 220,979 | D | |
| Common Stock | holding | — | — | — | 118,555 | I | by Spouse | |
| Common Stock | holding | — | — | — | 6,487 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5,F6 | — | Jul 14, 2017 | M | 19,457 | D | — | — | Common Stock | 19,457 | 47,464 | D |
Explanation of responses
- F1The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.
- F2Performance shares are equal to phantom stock units that were accrued under the HMI Key Executive Deferred Compensation Plan, and are payable in shares of the Company's Common Stock only.
- F3Shares issued July 14, 2017 pursuant to Performance Share Units granted on July 14, 2014 under the Company's 2011 LTIP with a three year performance period.
- F4Performance shares are equal to phantom stock units that were accrued under the HMI Nonemployee Officer and Director Deferred Compensation Stock Purchase Plan, and are payable in shares of the Company's Common Stock only.
- F5Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F6The restricted stock units have a three year cliff vest.