SEC Form 4 · accession 0001238630-17-000047
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Lock
Other
Period of report
Jul 11, 2017
Accepted (ET)
Jul 14, 2017 · 7:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | M | 1,354 | $25.75 | A | 24,354 | D | |
| Common StockF1 | Jul 11, 2017 | S | 1,354 | $33.4745 | D | 23,000 | D | |
| Common Stock | Jul 11, 2017 | M | 2,845 | $25.75 | A | 25,845 | D | |
| Common StockF1 | Jul 11, 2017 | S | 2,845 | $33.4745 | D | 23,000 | D | |
| Common Stock | Jul 11, 2017 | M | 15,048 | $18.17 | A | 38,048 | D | |
| Common StockF1 | Jul 11, 2017 | S | 15,048 | $33.4745 | D | 23,000 | D | |
| Common Stock | Jul 12, 2017 | M | 3,244 | $18.17 | A | 26,244 | D | |
| Common StockF2 | Jul 12, 2017 | S | 3,244 | $33.535 | D | 23,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $18.17 | Jul 11, 2017 | M | 15,048 | D | — | Jul 17, 2022 | Common Stock | 15,048 | 3,244 | D |
| Non-Qualified Stock Option (right to buy)F3 | $18.17 | Jul 12, 2017 | M | 3,244 | D | — | Jul 17, 2022 | Common Stock | 3,244 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $25.75 | Jul 11, 2017 | M | 1,354 | D | — | Jul 18, 2021 | Common Stock | 1,354 | 2,845 | D |
| Non-Qualified Stock Option (right to buy)F3 | $25.75 | Jul 11, 2017 | M | 2,845 | D | — | Jul 18, 2021 | Common Stock | 2,845 | 0 | D |
Explanation of responses
- F1Shares sold in several lots with prices ranging from $33.40 through $33.65.
- F2Shares sold in several lots with prices ranging from $33.35 through $33.70.
- F3This grant vests in three equal annual installments beginning on the first anniversary of the grant date.