SEC Form 4 · accession 0001238630-17-000043
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Stutz
Officer — Chief Financial Officer
Period of report
Jul 10, 2017
Accepted (ET)
Jul 11, 2017 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 10, 2017 | M | 3,888 | $18.17 | A | 11,167 | D | |
| Common Stock | Jul 10, 2017 | F | 2,071 | $34.10 | D | 9,096 | D | |
| Common Stock | Jul 10, 2017 | F | 839 | $34.10 | D | 8,257 | D | |
| Common Stock | Jul 10, 2017 | M | 1,877 | $17.30 | A | 10,134 | D | |
| Common Stock | Jul 10, 2017 | F | 952 | $34.10 | D | 9,182 | D | |
| Common Stock | Jul 10, 2017 | F | 427 | $34.10 | D | 8,755 | D | |
| Common Stock | holding | — | — | — | 1,767 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $17.30 | Jul 10, 2017 | M | 1,877 | D | Jul 19, 2011 | Jul 19, 2020 | Common Stock | 1,877 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2 | $18.17 | Jul 10, 2017 | M | 3,888 | D | — | Jul 17, 2022 | Common Stock | 3,888 | 0 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares purchased through Herman Miller's 1995 Employees' Stock Purchase Plan, which satisfies the exemption requirements of Rule 16b-3.
- F2This grant vests in three equal annual installments beginning on the first anniversary of the grant date.