SEC Form 4 · accession 0001238630-16-000161
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Walker
Officer — CEO
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2016 | M | 17,397 | $0.00 | A | 205,721 | D | |
| Common Stock | Jul 15, 2016 | F | 8,511 | $31.93 | D | 197,210 | D | |
| Common StockF2 | Jul 15, 2016 | A | 23,834 | $0.00 | A | 221,044 | D | |
| Common Stock | Jul 15, 2016 | F | 11,012 | $31.93 | D | 210,032 | D | |
| Common StockF2 | Jul 15, 2016 | A | 5,983 | $0.00 | A | 216,015 | D | |
| Common Stock | Jul 15, 2016 | F | 2,765 | $31.93 | D | 213,250 | D | |
| Common Stock | holding | — | — | — | 118,555 | I | by Spouse | |
| Common Stock | holding | — | — | — | 6,030 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | — | Jul 15, 2016 | M | 17,397 | D | — | — | Common Stock | 17,397 | 40,556 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 15, 2016 pursuant to Performance Share Units granted on July 15, 2013 under the Company's 2011 LTIP with a three year performance period.
- F3Performance shares are equal to phantom stock units that were accrued under the HMI Nonemployee Officer and Director Deferred Compensation Stock Purchase Plan, and are payable in shares of the Company's Common Stock only.
- F4Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F5The restricted stock units have a three year cliff vest.