SEC Form 4 · accession 0001238630-16-000157
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Lock
Other
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2016 | M | 3,263 | $0.00 | A | 27,690 | D | |
| Common Stock | Jul 15, 2016 | F | 1,624 | $31.93 | D | 26,066 | D | |
| Common StockF2 | Jul 15, 2016 | A | 4,470 | $0.00 | A | 30,536 | D | |
| Common Stock | Jul 15, 2016 | F | 2,101 | $31.93 | D | 28,435 | D | |
| Common StockF2 | Jul 15, 2016 | A | 1,122 | $0.00 | A | 29,557 | D | |
| Common Stock | Jul 15, 2016 | F | 528 | $31.93 | D | 29,029 | D | |
| Common Stock | holding | — | — | — | 894 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Jul 15, 2016 | M | 3,263 | D | — | — | Common Stock | 3,263 | 10,283 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 15, 2016 pursuant to Performance Share Units granted on July 15, 2013 under the Company's 2011 LTIP with a three year performance period.
- F3Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F4The restricted stock units have a three year cliff vest.