SEC Form 4 · accession 0001238630-16-000122
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas D French
Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2016 | M | 976 | $0.00 | A | 11,053 | D | |
| Common Stock | Jan 20, 2016 | S | 976 | $24.923 | D | 10,077 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F4,F3 | $0.00 | Jan 20, 2016 | M | 976 | D | Jan 15, 2019 | Aug 8, 1988 | Common Stock | 976 | 5,523 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.
- F2Performance shares are equal to phantom stock units that were accrued under the HMI Nonemployee Officer and Director Deferred Compensation Stock Purchase Plan, and are payable in shares of the Company's Common Stock only.
- F31 for 1
- F4The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table II of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.