SEC Form 4 · accession 0001238630-15-000068
MILLERKNOLL, INC. · MLKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Lock
Other
Period of report
Jul 17, 2015
Accepted (ET)
Jul 21, 2015 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066382
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 17, 2015 | M | 4,919 | $0.00 | A | 39,279 | D | |
| Common Stock | Jul 17, 2015 | F | 2,445 | $29.25 | D | 36,834 | D | |
| Common StockF2 | Jul 17, 2015 | A | 5,775 | $0.00 | A | 42,609 | D | |
| Common Stock | Jul 17, 2015 | F | 2,715 | $29.25 | D | 39,894 | D | |
| Common StockF3 | Jul 17, 2015 | S | 11,102 | $29.1394 | D | 28,792 | D | |
| Common Stock | Jul 19, 2015 | F | 4,610 | $29.25 | D | 24,182 | D | |
| Common Stock | holding | — | — | — | 1,632 | I | by profit share plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Jul 17, 2015 | M | 4,919 | D | — | — | Common Stock | 4,919 | 13,546 | D |
Explanation of responses
- F1The directly owned common stock holdings reflected in Table I of this form include shares acquired through participation in the Herman Miller Dividend Reinvestment Plan, which satisfies the exemption of Rule 16b-2.
- F2Shares issued July 17, 2015 pursuant to Performance Share Units granted on July 17, 2012 under the Company's 2011 LTIP for the performance period June 3, 2012 through May 30, 2015.
- F3Shares sold in several lots with prices ranging from $28.97 through $29.40.
- F4Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.
- F5The restricted stock units have a three year cliff vest.