SEC Form 4 · accession 0000065984-19-000083
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcus V Brown
Officer — EVP & General Counsel
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 4,500 | $77.10 | A | 36,477 | D | |
| Common StockF1 | Feb 25, 2019 | S | 4,500 | $92.31 | D | 31,977 | D | |
| Common Stock | Feb 25, 2019 | M | 2,800 | $72.79 | A | 34,777 | D | |
| Common StockF1 | Feb 25, 2019 | S | 2,800 | $92.31 | D | 31,977 | D | |
| Common Stock | Feb 25, 2019 | M | 4,600 | $71.30 | A | 36,577 | D | |
| Common StockF1 | Feb 25, 2019 | S | 4,600 | $92.31 | D | 31,977 | D | |
| Common Stock | holding | — | — | — | 715 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $77.10 | Feb 25, 2019 | M | 4,500 | D | — | Jan 28, 2020 | Common Stock | 4,500 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $72.79 | Feb 25, 2019 | M | 2,800 | D | — | Jan 27, 2021 | Common Stock | 2,800 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $71.30 | Feb 25, 2019 | M | 4,600 | D | — | Jan 26, 2022 | Common Stock | 4,600 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $92.27 to $92.36. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F2The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
- F3The options vested in three equal annual installments on January 27, 2012, 2013 and 2014.
- F4The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.