SEC Form 4 · accession 0000065984-19-000027
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Marsh
Officer — EVP & Chief Financial Officer
Period of report
Jan 25, 2019
Accepted (ET)
Jan 28, 2019 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2019 | M | 8,000 | $77.53 | A | 76,343 | D | |
| Common StockF2 | Jan 25, 2019 | S | 8,000 | $88.14 | D | 68,343 | D | |
| Common Stock | holding | — | — | — | 931 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $77.53 | Jan 25, 2019 | M | 8,000 | D | — | Jan 29, 2019 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2018.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $88.02 to $88.67. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.