SEC Form 4 · accession 0000065984-18-000238
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roderick K West
Officer — Group President, Utility Ops
Period of report
Nov 13, 2018
Accepted (ET)
Nov 15, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2018 | M | 5,000 | $77.53 | A | 44,379 | D | |
| Common Stock | Nov 13, 2018 | S | 5,000 | $85.87 | D | 39,379 | D | |
| Common Stock | Nov 13, 2018 | M | 7,000 | $77.10 | A | 46,379 | D | |
| Common Stock | Nov 13, 2018 | S | 7,000 | $85.86 | D | 39,379 | D | |
| Common Stock | Nov 13, 2018 | M | 30,000 | $71.30 | A | 69,379 | D | |
| Common Stock | Nov 13, 2018 | S | 30,000 | $85.86 | D | 39,379 | D | |
| Common Stock | Nov 13, 2018 | M | 12,000 | $63.17 | A | 51,379 | D | |
| Common Stock | Nov 13, 2018 | S | 12,000 | $85.86 | D | 39,379 | D | |
| Common Stock | Nov 13, 2018 | M | 27,333 | $70.56 | A | 66,712 | D | |
| Common Stock | Nov 13, 2018 | S | 27,333 | $85.86 | D | 39,379 | D | |
| Common Stock | Nov 13, 2018 | M | 9,733 | $70.53 | A | 49,112 | D | |
| Common Stock | Nov 13, 2018 | S | 9,733 | $85.86 | D | 39,379 | D | |
| Common Stock | holding | — | — | — | 3,659 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $77.53 | Nov 13, 2018 | M | 5,000 | D | — | — | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $77.10 | Nov 13, 2018 | M | 7,000 | D | — | — | Common Stock | 7,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $71.30 | Nov 13, 2018 | M | 30,000 | D | — | — | Common Stock | 30,000 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $63.17 | Nov 13, 2018 | M | 12,000 | D | — | — | Common Stock | 12,000 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $70.56 | Nov 13, 2018 | M | 27,333 | D | — | Jan 28, 2026 | Common Stock | 27,333 | 13,667 | D |
| Employee Stock Option (Right to Buy)F7 | $70.53 | Nov 13, 2018 | M | 9,733 | D | — | Jan 26, 2027 | Common Stock | 9,733 | 19,467 | D |
Explanation of responses
- F1Includes 212 shares of Entergy common stock acquired through the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.
- F3The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
- F4The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.
- F5The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.
- F6The options vested in two equal installments on January 28, 2017 and 2018.
- F7The options vested on January 26, 2018.