SEC Form 4 · accession 0000065984-18-000237
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Vinci
Officer — EVP & Chief Admin. Officer
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2018 | M | 2,300 | $71.30 | A | 14,130 | D | |
| Common Stock | Nov 12, 2018 | S | 2,300 | $87.00 | D | 11,830 | D | |
| Common Stock | Nov 12, 2018 | M | 3,733 | $64.60 | A | 15,563 | D | |
| Common Stock | Nov 12, 2018 | S | 3,733 | $87.00 | D | 11,830 | D | |
| Common Stock | Nov 12, 2018 | M | 4,000 | $63.17 | A | 15,830 | D | |
| Common Stock | Nov 12, 2018 | S | 4,000 | $87.00 | D | 11,830 | D | |
| Common Stock | holding | — | — | — | 6,311 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $71.30 | Nov 12, 2018 | M | 2,300 | D | — | — | Common Stock | 2,300 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $64.60 | Nov 12, 2018 | M | 3,733 | D | — | — | Common Stock | 3,733 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $63.17 | Nov 12, 2018 | M | 4,000 | D | — | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Includes 67 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 57 shares acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
- F3The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.
- F4The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.
- F5The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.