SEC Form 4 · accession 0000065984-18-000210
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Vinci
Officer — EVP & Chief Admin. Officer
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | M | 2,900 | $72.79 | A | 14,606 | D | |
| Common Stock | Aug 15, 2018 | S | 2,900 | $85.00 | D | 11,706 | D | |
| Common Stock | Aug 15, 2018 | M | 2,300 | $71.30 | A | 14,006 | D | |
| Common Stock | Aug 15, 2018 | S | 2,300 | $85.00 | D | 11,706 | D | |
| Common Stock | holding | — | — | — | 6,245 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $72.79 | Aug 15, 2018 | M | 2,900 | D | — | — | Common Stock | 2,900 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $71.30 | Aug 15, 2018 | M | 2,300 | D | — | — | Common Stock | 4,000 | 2,300 | D |
Explanation of responses
- F1Includes 143 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 119 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's 2015 Equity Ownership Plan.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
- F3The options vested in three equal annual installments on January 27, 2012, 2013 and 2014.
- F4The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.