SEC Form 4 · accession 0000065984-18-000208
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Hinnenkamp
Officer — EVP & Chief Operating Officer
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 2,500 | $77.10 | A | 27,568 | D | |
| Common StockF2 | Aug 15, 2018 | S | 2,500 | $85.00 | D | 25,068 | D | |
| Common Stock | Aug 15, 2018 | M | 4,000 | $63.17 | A | 29,068 | D | |
| Common StockF3 | Aug 15, 2018 | S | 4,000 | $85.00 | D | 25,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $77.10 | Aug 15, 2018 | M | 2,500 | D | — | — | Common Stock | 2,500 | 0 | D |
| Employee Stock Option (Right to Buy)F5 | $63.17 | Aug 15, 2018 | M | 4,000 | D | — | — | Common Stock | 4,000 | 3,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $85.00 to $85.02. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $85.00 to $85.02. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F4The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
- F5The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.