SEC Form 4 · accession 0000065984-18-000207
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Haley Fisackerly
Other
Period of report
Aug 15, 2018
Accepted (ET)
Aug 17, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2018 | S | 750 | $84.89 | D | 2,571 | D | |
| Common Stock | Aug 15, 2018 | M | 2,000 | $77.10 | A | 4,571 | D | |
| Common Stock | Aug 15, 2018 | S | 2,000 | $85.00 | D | 2,571 | D | |
| Common Stock | holding | — | — | — | 2,379 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $77.10 | Aug 15, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 4,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $84.89 to $84.91. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F2Includes 21 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's 2015 Equity Ownership Plan.
- F3The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
- F4The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.