SEC Form 4 · accession 0000065984-18-000194
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Rice Jr.
Other
Period of report
Aug 7, 2018
Accepted (ET)
Aug 7, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2018 | M | 4,466 | $70.56 | A | 8,637 | D | |
| Common StockF2 | Aug 7, 2018 | S | 4,466 | $82.70 | D | 4,171 | D | |
| Common Stock | Aug 7, 2018 | M | 1,300 | $70.53 | A | 5,471 | D | |
| Common StockF3 | Aug 7, 2018 | S | 1,300 | $82.69 | D | 4,171 | D | |
| Common Stock | holding | — | — | — | 1,896 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $70.56 | Aug 7, 2018 | M | 4,466 | D | — | — | Common Stock | 4,466 | 2,234 | D |
| Employee Stock Option (Right to Buy)F5 | $70.53 | Aug 7, 2018 | M | 1,300 | D | — | — | Common Stock | 1,300 | 2,600 | D |
Explanation of responses
- F1Includes 61 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 32 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $82.65 to $82.77. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $82.66 to $82.73. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F4The options vested in two equal annual installments on January 28, 2017 and 2018.
- F5The options vested on January 26, 2018.