SEC Form 4 · accession 0000065984-18-000187
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Hinnenkamp
Officer — EVP & Chief Operating Officer
Period of report
Aug 2, 2018
Accepted (ET)
Aug 3, 2018 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2018 | M | 2,000 | $77.53 | A | 27,068 | D | |
| Common Stock | Aug 2, 2018 | S | 2,000 | $83.00 | D | 25,068 | D | |
| Common Stock | Aug 2, 2018 | M | 2,500 | $77.10 | A | 27,568 | D | |
| Common Stock | Aug 2, 2018 | S | 2,500 | $83.00 | D | 25,068 | D | |
| Common Stock | Aug 3, 2018 | M | 3,000 | $72.79 | A | 28,068 | D | |
| Common Stock | Aug 3, 2018 | S | 3,000 | $84.00 | D | 25,068 | D | |
| Common Stock | Aug 3, 2018 | M | 3,000 | $71.30 | A | 28,068 | D | |
| Common Stock | Aug 3, 2018 | S | 3,000 | $84.00 | D | 25,068 | D | |
| Common Stock | Aug 3, 2018 | M | 3,000 | $64.60 | A | 28,068 | D | |
| Common Stock | Aug 3, 2018 | S | 3,000 | $84.00 | D | 25,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $77.53 | Aug 2, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $77.10 | Aug 2, 2018 | M | 2,500 | D | — | — | Common Stock | 2,500 | 2,500 | D |
| Employee Stock Option (Right to Buy)F5 | $72.79 | Aug 3, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $71.30 | Aug 3, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 7,000 | D |
| Employee Stock Option (Right to Buy)F7 | $64.60 | Aug 3, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 8,000 | D |
Explanation of responses
- F1Includes 199 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 79 shares acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
- F3The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.
- F4The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
- F5The options vested in three equal annual installments on January 27, 2012, 2013 and 2014.
- F6The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.
- F7The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.