SEC Form 4 · accession 0000065984-18-000125
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip R May Jr.
Other
Period of report
Apr 27, 2018
Accepted (ET)
Apr 30, 2018 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2018 | M | 4,700 | $77.53 | A | 16,590 | D | |
| Common Stock | Apr 27, 2018 | S | 4,700 | $82.00 | D | 11,890 | D | |
| Common Stock | Apr 27, 2018 | M | 3,000 | $77.10 | A | 14,890 | D | |
| Common Stock | Apr 27, 2018 | S | 3,000 | $82.00 | D | 11,890 | D | |
| Common Stock | holding | — | — | — | 6,459 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $77.53 | Apr 27, 2018 | M | 4,700 | D | — | — | Common Stock | 4,700 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $77.10 | Apr 27, 2018 | M | 3,000 | D | — | — | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Includes 27 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plan.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2018.
- F3The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.
- F4The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.