SEC Form 4 · accession 0000065984-17-000201
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Vinci
Officer — EVP & Chief Admin. Officer
Period of report
Oct 16, 2017
Accepted (ET)
Oct 17, 2017 · 6:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2017 | M | 4,000 | $77.53 | A | 14,416 | D | |
| Common Stock | Oct 16, 2017 | S | 3,826 | $83.00 | D | 10,590 | D | |
| Common Stock | Oct 16, 2017 | M | 1,867 | $64.60 | A | 12,457 | D | |
| Common Stock | Oct 16, 2017 | S | 1,590 | $83.00 | D | 10,867 | D | |
| Common Stock | holding | — | — | — | 6,043 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $77.53 | Oct 16, 2017 | M | 4,000 | D | — | — | Common Stock | 4,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $64.60 | Oct 16, 2017 | M | 1,867 | D | — | — | Common Stock | 1,867 | 1,867 | D |
Explanation of responses
- F1Includes 153 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 186 shares acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.
- F3The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.
- F4The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.