SEC Form 4 · accession 0000065984-17-000200
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard C Riley
Other
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2017 | M | 2,500 | $71.30 | A | 8,575 | D | |
| Common StockF3 | Oct 13, 2017 | S | 2,500 | $82.00 | D | 6,075 | D | |
| Common Stock | holding | — | — | — | 3,975 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $71.30 | Oct 13, 2017 | M | 2,500 | D | — | — | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Includes 94 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 47 shares acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.
- F3The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $82.00 to $82.01. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F4The options vested in three equal annual installments on January 26, 2013, 2014 and 2015.