SEC Form 4 · accession 0000065984-17-000199
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sallie T Rainer
Other
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2017 | M | 1,200 | $77.53 | A | 4,567 | D | |
| Common Stock | Oct 13, 2017 | S | 1,200 | $82.00 | D | 3,367 | D | |
| Common Stock | Oct 13, 2017 | M | 1,500 | $77.10 | A | 4,867 | D | |
| Common Stock | Oct 13, 2017 | S | 1,500 | $82.00 | D | 3,367 | D | |
| Common Stock | Oct 13, 2017 | M | 1,800 | $63.17 | A | 5,167 | D | |
| Common Stock | Oct 13, 2017 | S | 1,800 | $82.00 | D | 3,367 | D | |
| Common Stock | Oct 13, 2017 | M | 1,800 | $64.60 | A | 5,167 | D | |
| Common Stock | Oct 13, 2017 | S | 1,800 | $82.00 | D | 3,367 | D | |
| Common Stock | holding | — | — | — | 3,549 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $77.53 | Oct 13, 2017 | M | 1,200 | D | — | — | Common Stock | 1,200 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $77.10 | Oct 13, 2017 | M | 1,500 | D | — | — | Common Stock | 1,500 | 1,000 | D |
| Employee Stock Option (Right to Buy)F5 | $63.17 | Oct 13, 2017 | M | 1,800 | D | — | — | Common Stock | 1,800 | 4,000 | D |
| Employee Stock Option (Right to Buy)F6 | $64.60 | Oct 13, 2017 | M | 1,800 | D | — | — | Common Stock | 1,800 | 4,000 | D |
Explanation of responses
- F1Includes 26 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 22 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 23, 2017.
- F3The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.
- F4The options vested in three equal annual installments on January 28, 2011, 2012 and 2013.
- F5The options vested in three equal annual installments on January 30, 2015, 2016 and 2017.
- F6The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.