SEC Form 4 · accession 0000065984-16-000578
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald C Hintz
Director
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 31, 2016 | A | 1,054 | $0.00 | A | 5,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Equity UnitsF3 | — | May 31, 2016 | A | 198 | A | — | — | Common Stock | 198 | 3,562 | D |
Explanation of responses
- F1Reflects phantom stock units acquired under Entergy Corporation's Service Recognition Program and each phantom stock unit is the economic equivalent of one share of Entergy common stock. The phantom stock units are vested at the time of grant and will be settled in shares of Entergy common stock after separation of service from Entergy's Board of Directors.
- F2Includes 141 shares of Entergy common stock acquired through Entergy Corporation's dividend reinvestment plan.
- F3Quarterly grant of 198 shares of Entergy common stock pursuant to Entergy Corporation's 2015 Equity Ownership Plan deferred as equity units. Each unit is the economic equivalent of one share of Entergy common stock and at the end of the deferral period selected by the reporting person, the units will be distributed in cash.