SEC Form 4 · accession 0000065984-16-000554
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Rice Jr.
Other
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2016 | M | 3,466 | $63.17 | A | 7,645 | D | |
| Common StockF2 | May 11, 2016 | S | 3,466 | $75.69 | D | 4,179 | D | |
| Common Stock | holding | — | — | — | 1,403 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $63.17 | May 11, 2016 | M | 3,466 | D | — | Jan 30, 2024 | Common Stock | 3,466 | 1,734 | D |
Explanation of responses
- F1Includes 24 shares acquired through the Entergy Corporation dividend reinvestment plan and 24 shares of Entergy common stock acquired under a dividend reinvestment feature of Entergy Corporation's 2011 Equity Ownership Plan.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $75.66 to $75.74. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The options vested in two equal installments on January 30, 2015 and 2016.