SEC Form 4 · accession 0000065984-16-000431
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh T McDonald
Other
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 6,000 | $64.60 | A | 12,921 | D | |
| Common StockF1 | Feb 22, 2016 | S | 6,000 | $73.75 | D | 6,921 | D | |
| Common Stock | Feb 22, 2016 | M | 3,666 | $63.17 | A | 10,587 | D | |
| Common StockF2 | Feb 22, 2016 | S | 3,666 | $73.81 | D | 6,921 | D | |
| Common Stock | holding | — | — | — | 9,119 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $64.60 | Feb 22, 2016 | M | 6,000 | D | — | Jan 31, 2023 | Common Stock | 6,000 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $63.17 | Feb 22, 2016 | M | 3,666 | D | — | Jan 30, 2024 | Common Stock | 3,666 | 1,834 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $73.58 to $73.89. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $73.74 to $73.86. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F3The options vested in three equal annual installments on January 31, 2014, 2015 and 2016.
- F4The options vested in two equal annual installments on January 30, 2015 and 2016.