SEC Form 4 · accession 0000065984-16-000353
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy G Mitchell
Other
Period of report
Jan 2, 2016
Accepted (ET)
Jan 5, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2016 | M | 8,000 | — | A | 17,666 | D | |
| Common StockF3 | Jan 2, 2016 | D | 8,000 | $68.58 | D | 9,666 | D | |
| Common Stock | holding | — | — | — | 2,592 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Jan 2, 2016 | M | 8,000 | D | — | — | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive for each vested unit the cash equivalent of a share of Entergy common stock.
- F2Includes 70 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 52 shares of Entergy common stock acquired pursuant to a dividend reinvestment feature of the Entergy Corporation equity ownership plans.
- F3Represents the deemed distribution to the issuer of shares of Entergy common stock in connection with the vesting and cash settlement of restricted stock units previously reported in Table II, based on the closing price of Entergy common stock on January 4, 2016.
- F4All of the restricted stock units vested on January 2, 2016.