SEC Form 4 · accession 0001593968-16-001072
MICROVISION, INC. · MVIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yalon Farhi
Director
Period of report
Sep 29, 2016
Accepted (ET)
Sep 30, 2016 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065770
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $1.32 | Sep 29, 2016 | A | 15,000 | A | Jun 1, 2017 | Sep 29, 2026 | MicroVision Common Stock | 15,000 | 15,000 | D |
| Option (right to buy) | $1.32 | Sep 29, 2016 | A | 15,000 | A | Sep 29, 2016 | Sep 29, 2026 | MicroVision Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1The reporting person vests ownership in the stock option on the earlier of one year from the grant date or the day prior to the next regularly scheduled annual shareholders' meeting, subject to the terms of the 2013 Incentive Plan.