SEC Form 4 · accession 0001567619-19-000009
SIEBERT FINANCIAL CORP · SIEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gebbia
Other
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share | Dec 28, 2018 | G | 7,200 | $0.00 | D | 1,011,719 | D | |
| Common Stock, $0.01 par value per shareF1 | Dec 28, 2018 | G | 13,200 | $0.00 | A | 15,300 | I | By family |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person gifted 7,200 shares of Issuer common stock to his children and his children received an additional 6,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 15,300 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.