SEC Form 4 · accession 0001213900-26-097698
SIEBERT FINANCIAL CORP · SIEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Gebbia
Officer — CEO · Director · 10% Owner · Other
Period of report
Sep 2, 2026
Accepted (ET)
Sep 4, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000065596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF2 | Sep 2, 2026 | G | 10,000 | $0.00 | D | 9,794,994 | I | See footnote |
| Common Stock, $0.01 par value per shareF1 | holding | — | — | — | 0 | D | ||
| Common Stock, $0.01 par value per shareF3 | holding | — | — | — | 17,050,603 | I | Control Group |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person does not directly own any shares of Issuer common stock.
- F2The Reporting Person and the Reporting Person's spouse, Gloria E. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 10,000 shares of Issuer common stock to an individual which resulted in a net decrease of 10,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust.
- F3The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 10,000 shares of Issuer common stock to an individual not included within the control group, resulting in a net decrease of 10,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.