SEC Form 4 · accession 0001019056-18-000397
SIEBERT FINANCIAL CORP · SIEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew H Reich
Officer — EVP, COO, CFO and Secretary · Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 16, 2018 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | Feb 14, 2018 | J | 270,000 | — | A | 589,232 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 270,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA.