SEC Form 4/A · accession 0001019056-18-000250
SIEBERT FINANCIAL CORP · SIEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kennedy Cabot Acquisition, LLC
10% Owner
Period of report
Jan 18, 2018
Accepted (ET)
Jan 30, 2018 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1,F2 | Jan 18, 2018 | J | 2,000,000 | — | D | 12,987,283 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective January 18, 2018, the Reporting Person completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock.
- F2The Form 4 previously filed on January 22, 2018 reporting this transaction included an incorrect number of shares in Column 4 of Table I. This amendment reports the correct number of shares.