SEC Form 4 · accession 0001019056-18-000171
SIEBERT FINANCIAL CORP · SIEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Zabatta
Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per shareF1 | Jan 18, 2018 | J | 20,000 | — | A | 179,249 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. Of such shares, 20,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA.