SEC Form 4 · accession 0001688052-17-000004
EVI INDUSTRIES, INC. · EVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Marks
Officer — Executive Vice President · 10% Owner
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.025 par value per shareF1 | Feb 1, 2017 | P | 194,252 | $4.89 | A | 1,022,495 | I | By Western State Design, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Western State Design, LLC acquired and owns directly 388,504 shares of the issuer's Common Stock pursuant to the Asset Purchase Agreement dated September 7, 2016, between issuer and its wholly-owned subsidiary, and reporting person and its members, Dennis Mack and Thomas Marks. Reporting person is a 50% member and manager of WSD, LLC.