SEC Form 4 · accession 0000065011-17-000044
MEREDITH CORP · MDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Harty
Officer — President and COO
Period of report
Dec 14, 2016
Accepted (ET)
Jan 31, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($1 par value)F1 | Dec 14, 2016 | G | 605 | $0.00 | D | 2,004 | I | by Managed Account |
| Common Stock (Restricted) ($1 par value)F2 | Jan 28, 2017 | F | 501 | $61.60 | D | 9,336 | D | |
| Common Stock (Restricted) ($1 par value)F2 | Jan 28, 2017 | M | 742 | $61.60 | D | 8,594 | D | |
| Common Stock ($1 par value)F3 | Jan 28, 2017 | M | 742 | $61.60 | A | 13,695 | D | |
| Common Stock ($1 par value)F3 | Jan 30, 2017 | M | 10,000 | $53.90 | A | 23,695 | D | |
| Common Stock ($1 par value)F3 | Jan 30, 2017 | F | 9,250 | $60.95 | D | 14,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Jan 28, 2017 | A | 990 | A | — | — | Common Stock ($1 par value) | 990 | 32,677 | D |
| Non-Qualified Stock Option (right to buy) | $53.90 | Jan 30, 2017 | M | 10,000 | D | Aug 7, 2010 | Aug 7, 2017 | Common Stock ($1 par value) | 10,000 | 0 | D |
Explanation of responses
- F1Shares held in the reporting person's Meredith Corporation Employee Stock Purchase Plan account. Quarterly dividends are paid in the form of additional Common Stock, $1 par value.
- F2Shares were awarded pursuant to the Meredith Corporation Stock Incentive Plans. The shares are subject to forfeiture and are nontransferable until vested, either on the third or the fifth anniversary of the grant date, as specified in each award agreement.
- F3Shares held by the reporting person in street name.
- F4Restricted Stock Units granted pursuant to Meredith Corporation's 2014 Stock Incentive Plan which will be converted to Common Stock ($1 par value) on a one-for-one basis upon the completion of a five year period of service. Quarterly dividends are paid in cash.