SEC Form 4 · accession 0000065011-17-000042
MEREDITH CORP · MDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Cappaert
Officer — Corporate Controller
Period of report
Jan 28, 2017
Accepted (ET)
Jan 31, 2017 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted) ($1 par value)F1 | Jan 28, 2017 | F | 64 | $61.60 | D | 100 | D | |
| Common Stock (Restricted) ($1 par value)F1 | Jan 28, 2017 | M | 100 | $61.60 | D | 0 | D | |
| Common Stock ($1 par value)F2 | Jan 28, 2017 | M | 100 | $61.60 | A | 7,024 | D | |
| Common Stock ($1 par value)F2 | Jan 30, 2017 | M | 4,300 | $47.92 | A | 11,324 | D | |
| Common Stock ($1 par value)F2 | Jan 30, 2017 | F | 3,711 | $61.70 | D | 7,613 | D | |
| Common Stock ($1 par value)F3 | holding | — | — | — | 6,875 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $47.92 | Jan 30, 2017 | M | 4,300 | D | Aug 13, 2016 | Aug 13, 2023 | Common Stock ($1 par value) | 4,300 | 0 | D |
Explanation of responses
- F1Shares were awarded pursuant to the Meredith Corporation Stock Incentive Plans. The shares are subject to forfeiture and are nontransferable until vested, either on the third or the fifth anniversary of the grant date, as specified in each award agreement.
- F2Shares held by the reporting person in street name.
- F3These shares are held in reporting person's Meredith Corp. Savings & Investment Plan and Employee Stock Purchase Plan accounts. Quarterly dividends on the accounts are paid in the form of additional common stock, $1 par value.