SEC Form 4 · accession 0000065011-16-000193
MEREDITH CORP · MDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Thomas H Harty
Officer — President-National Media Group
Period of report
Jan 30, 2016
Accepted (ET)
Feb 1, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($1 par value)F1 | holding | — | — | — | 27,000 | D | ||
| Common Stock ($1 par value)F2 | holding | — | — | — | 2,556 | I | 401(k) | |
| Common Stock (Restricted) ($1 par value)F3 | holding | — | — | — | 21,013 | D | ||
| Common Stock ($1 par value)F4 | holding | — | — | — | 2,311 | I | by Managed Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5 | $0.00 | Jan 30, 2016 | A | 3,449 | A | Aug 8, 1988 | Aug 8, 1988 | Common Stock ($1 par value) | 3,449 | 21,687 | D |
| Non-Qualified Stock Option (right to buy)F6 | $44.72 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | Common Stock ($1 par value) | 199,000 | 199,000 | D |
Explanation of responses
- F1Shares held by the reporting person in street name.
- F2Shares held in reporting person's Meredith Corporation Savings & Investment Plan. Quarterly dividends on the accounts are paid in the form of additional common stock, $1 par value.
- F3Shares were awarded pursuant to the Meredith Corporation Stock Incentive Plans. The shares are subject to forfeiture and are nontransferable until vested, either on the third or the fifth anniversary of the grant date, as specified in each award agreement.
- F4Shares held in the reporting person's Meredith Corporation Employee Stock Purchase Plan account. Quarterly dividends on these shares are paid in the form of additional Common Stock, $1 par value.
- F5Restricted Stock Units granted pursuant to Meredith Corporation's 2014 Stock Incentive Plan which will be converted to Common Stock ($1 par value) on a one-for-one basis upon the completion of a three or five year period of service.
- F6Nonqualified stock options granted pursuant to the Meredith Corporation Stock Incentive Plan. Each becomes exercisable in its entirety on the third anniversary of the grant date, expires on the 10th anniversary of the grant date, and has an exercise price as specified in the award agreement.