SEC Form 4 · accession 0001225208-15-016710
ANDREA ELECTRONICS CORP · ANDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corisa Guiffre
Officer — Vice President & CFO
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 100,000 | $0.05 | A | 102,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.05 | Aug 7, 2015 | M | 100,000 | D | Nov 10, 2005 | Aug 10, 2015 | Common Stock | 100,000 | 150,000 | D |
| Stock Option (right to buy) | $0.11 | holding | — | — | — | Jul 24, 2010 | Jul 24, 2019 | Common Stock | 200,000 | 200,000 | D |
| Stock Option (right to buy) | $0.04 | holding | — | — | — | Aug 8, 2009 | Aug 8, 2018 | Common Stock | 500,000 | 500,000 | D |
| Stock Option (right to buy) | $0.11 | holding | — | — | — | Sep 12, 2008 | Sep 12, 2017 | Common Stock | 350,000 | 350,000 | D |
| Stock Option (right to buy) | $0.08 | holding | — | — | — | Sep 22, 2011 | Sep 22, 2020 | Common Stock | 250,000 | 250,000 | D |
| Stock Option (right to buy)F1 | $0.08 | holding | — | — | — | Oct 21, 2015 | Oct 21, 2024 | Common Stock | 350,000 | 350,000 | D |
| Stock Option (right to buy) | $0.12 | holding | — | — | — | Nov 16, 2007 | Nov 16, 2016 | Common Stock | 400,000 | 400,000 | D |
Explanation of responses
- F1Stock Options granted on October 21, 2014 will vest as follows: 33.3% on October 21, 2015, 33.3% on October 21, 2016 and 33.4% on October 21, 2017.