SEC Form 4 · accession 0001206774-18-002344
ANDREA ELECTRONICS CORP · ANDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Migliozzi
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 2:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | M | 125,000 | $0.04 | A | 1,051,261 | D | |
| Common Stock | Aug 6, 2018 | M | 15,000 | $0.04 | A | 1,066,261 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $0.04 | Aug 6, 2018 | M | 125,000 | A | Feb 8, 2009 | Aug 8, 2018 | Common Stock | 125,000 | 0 | D |
| Employee Stock Option (right to buy) | $0.04 | Aug 6, 2018 | M | 15,000 | A | Aug 8, 2009 | Aug 8, 2018 | Common Stock | 15,000 | 0 | D |
| Employee Stock Option (right to buy) | $0.11 | holding | — | — | — | Jan 24, 2010 | Jul 24, 2019 | Common Stock | 45,455 | 45,455 | D |
| Employee Stock Option (right to buy) | $0.05 | holding | — | — | — | Nov 16, 2017 | Nov 16, 2026 | Common Stock | 225,000 | 225,000 | D |
| Employee Stock Option (right to buy) | $0.08 | holding | — | — | — | Sep 22, 2011 | Sep 22, 2020 | Common Stock | 62,500 | 62,500 | D |
| Employee Stock Option (right to buy) | $0.07 | holding | — | — | — | Oct 2, 2014 | Oct 2, 2024 | Common Stock | 100,000 | 100,000 | D |
| Employee Stock Option (right to buy) | $0.08 | holding | — | — | — | Oct 21, 2015 | Oct 21, 2024 | Common Stock | 150,000 | 150,000 | D |