SEC Form 4 · accession 0001127602-15-026475
CVS HEALTH Corp · CVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert O. Kraft
Officer — EVP and President - Omnicare
Period of report
Aug 31, 2015
Accepted (ET)
Sep 2, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2015 | A | 5,502 | $102.40 | A | 5,502 | D | |
| Common Stock (pep)F2 | Aug 31, 2015 | A | 5,502 | $102.40 | A | 5,502 | D | |
| Common Stock (restricted) | holding | — | — | — | 86,732 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $102.40 | Aug 31, 2015 | A | 55,020 | A | Aug 31, 2018 | Aug 31, 2025 | Common Stock | 55,020 | 55,020 | D |
Explanation of responses
- F1Purchase of shares by the reporting person pursuant to the Issuer's Partnership Equity Program under its 2010 Incentive Compensation Plan.
- F2Consists of Matching Restricted Stock Units awarded pursuant to Issuer's Partnership Equity Program under its 2010 Incentive Compensation Plan. Restrictions lapse August 31, 2020.
- F3Option becomes exercisable in three equal annual installments, commencing 8/31/2018.