SEC Form 4 · accession 0001550851-15-000001
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric E Mellen
Officer — Chief Financial Officer
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 9:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 24, 2015 | M | 15,000 | $7.15 | A | 27,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $7.15 | Aug 24, 2015 | M | 15,000 | D | — | Oct 1, 2021 | Common Stock | 15,000 | 5,000 | D |
Explanation of responses
- F1The options exercised were granted on May 28, 2012 and vested in equal annual installments; May 28, 2013, May 28, 2014, and May 28, 2015.
- F25,000 options granted on May 28, 2012 will be vested on May 28, 2016 and expire on October 1, 2021.