SEC Form 4 · accession 0001377222-17-000002
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Air
Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 18, 2017 | M | 5,500 | $5.126 | A | 5,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.126 | Aug 18, 2017 | M | 5,500 | D | — | Oct 1, 2021 | Common Stock | 5,500 | 0 | D |
Explanation of responses
- F1The options exercised were granted on Oct 1, 2011 and vested in equal annual installments; Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015