SEC Form 4 · accession 0001377222-17-000001
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Air
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jun 1, 2017 | S | 2,000 | $16.10 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.126 | May 31, 2017 | M | 2,000 | A | Oct 1, 2012 | Oct 1, 2021 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1An additional 5,500 stock options are fully vested and expire on 10/1/2021