SEC Form 4 · accession 0001250808-18-000003
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc G Elliott
Officer — President · Director
Period of report
Aug 30, 2018
Accepted (ET)
Aug 31, 2018 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Aug 30, 2018 | M | 40,000 | $5.126 | A | 429,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option | $5.126 | Aug 30, 2018 | M | 40,000 | D | Oct 1, 2012 | Oct 1, 2021 | common stock | 40,000 | 90,492 | D |