SEC Form 4 · accession 0001250808-16-000003
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc G Elliott
Officer — President · Director
Period of report
Mar 18, 2016
Accepted (ET)
Mar 18, 2016 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Mar 18, 2016 | M | 5,000 | $9.32 | A | 342,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $9.32 | Mar 18, 2016 | A | 5,000 | A | Sep 30, 2007 | Sep 27, 2016 | Common Stock | 5,000 | 342,609 | D |