SEC Form 4 · accession 0001249984-18-000007
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeanne M Lyons
Officer — Secretary
Period of report
Jun 12, 2018
Accepted (ET)
Jun 19, 2018 · 11:05 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2018 | M | 3,000 | $5.126 | A | 3,000 | D | |
| Common Stock | Jun 13, 2018 | S | 1,197 | $15.80 | D | 1,803 | D | |
| Common Stock | Jun 13, 2018 | S | 1,803 | $15.70 | D | 0 | D | |
| Common Stock | Jun 14, 2018 | M | 4,000 | $5.126 | A | 4,000 | D | |
| Common Stock | Jun 15, 2018 | S | 400 | $15.51 | D | 3,600 | D | |
| Common Stock | Jun 15, 2018 | S | 2,600 | $15.53 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $5.126 | Jun 12, 2018 | M | 3,000 | D | — | Oct 1, 2021 | Common Stock | 3,000 | 12,000 | D |
| Stock Options (right to buy)F1 | $5.126 | Jun 14, 2018 | M | 4,000 | D | — | Oct 1, 2021 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.