SEC Form 4/A · accession 0001078782-16-003956
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sherry Houtkin
10% Owner
Period of report
Dec 5, 2016
Accepted (ET)
Dec 14, 2016 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | Dec 5, 2016 | S | 8,727 | $15.4698 | D | 1,720,748 | D | |
| Common Stock, $.001 par valueF1 | Dec 6, 2016 | S | 10,000 | $15.6111 | D | 1,710,748 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.