SEC Form 4 · accession 0001078782-16-003937
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Sherry Houtkin
10% Owner
Period of report
Dec 7, 2016
Accepted (ET)
Dec 13, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | Dec 7, 2016 | S | 2,729 | $15.5594 | D | 1,736,588 | D | |
| Common Stock, $.001 par valueF1 | Dec 8, 2016 | S | 1,010 | $15.5624 | D | 1,735,578 | D | |
| Common Stock, $.001 par valueF1 | Dec 9, 2016 | S | 10,000 | $15.3729 | D | 1,725,578 | D | |
| Common Stock, $.001 par valueF1 | Dec 12, 2016 | S | 2,600 | $15.8173 | D | 1,722,978 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.