SEC Form 4/A · accession 0001078782-16-003928
GENCOR INDUSTRIES INC · GENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Sherry Houtkin
10% Owner
Period of report
Nov 17, 2016
Accepted (ET)
Dec 12, 2016 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000064472
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par valueF1 | Nov 17, 2016 | S | 200 | $15.10 | D | 1,801,048 | D | |
| Common Stock, $.001 par valueF1 | Nov 18, 2016 | S | 2,190 | $14.759 | D | 1,798,858 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.